Abstract:
Mercury Cadmium Telluride (HgCdTe) is a material of great importance for infrared
focal plane array applications. In order to produce large format detector arrays this material
needs to be grown on a large area substrate, with silicon being the most mature substrate,
it is the optimal choice for large format arrays. To help mitigate the effect of the lattice
mismatch between the two materials, cadmium telluride (CdTe) is used as a buffer layer.
The CdTe itself has nearly the same lattice mismatch (19.3%) to silicon, but due to the
technological advantages it offers and compatibility with HgCdTe, it is the best buffer layer
choice. The lattice mismatch between HgCdTe/CdTe and the silicon substrate leads to the
formation of dislocations at densities in the mid 106 to low 107 cm−2 range in the epilayers.
Such a high dislocation density greatly effects detector device performance quantities such
as operability and sensitivity. Hence, the dislocation density should be brought down by
at least an order of magnitude by adopting novel in situ and ex situ material processing
techniques.
In this work, in situ and ex situ thermal cycle annealing (TCA) methods have been used
to decrease dislocation density in CdTe and HgCdTe. During the molecular beam epitaxial
(MBE) growth of the CdTe buffer layer, the growth was interrupted and the layer was
subjected to an annealing cycle within the growth chamber under tellurium overpressure.
During the annealing cycle the temperature is raised to beyond the growth temperature
(290 → 550 ◦C) and then allowed to cool before resuming growth again. This process
was repeated several times during the growth. After growth, a portion of the material
was subjected to a dislocation decoration etch in order to count the etch pit density (EPD)
which has a direct correspondence with the dislocation density in the crystal. The crystalline
quality was also characterized by x-ray diffraction rocking curves and photoluminescence.
The in situ TCA resulted in almost a two order of magnitude reduction in the dislocation
density, and factor of two reduction in the full width at half maximum of the x-ray rocking
curves. Photoluminescence also suggested a decrease in the number of dislocations present
in the material. This decrease is attributed to the movement of the dislocations during the
annealing cycles and their subsequent interaction and annihilation.
To decrease the dislocation density in HgCdTe layers grown on CdTe/Si composite
substrates, ex situ TCA has been performed in a sealed quartz ampoule under a mercury
overpressure in a conventional clam-shell furnace. The reduction in the dislocation density
has been studied as a function of growth/annealing parameters such as the initial (as grown)
dislocation density, buffer layer quality, Hg overpressure, annealing temperature, annealing
duration, and the number of annealing cycles. It was found that the primary parameters
that affect dislocation density reduction are the annealing temperature and the number of
annealing cycles. Some secondary affects were observed by varying the duration spent at
the maximum annealing temperature. Parameters such as the initial dislocation density
and buffer layer quality did not play a significant role in dislocation reduction. Though no
correlation between Hg overpressure and dislocation density was
found, it did play a vital role in maintaining the quality of the surface.
By using the ex situ TCA, a dislocation density of 1 × 106 cm−2 could be reliably and
consistently achieved in HgCdTe layers that had a starting density ranging from 0.5 − 3 ×
107 cm−2. Examination of the annealing parameters revealed an exponential decay in the
dislocation density as a function of increasing number of annealing cycles. In addition, a
similar exponential decay was observed between the dislocation density and the annealing
temperature. The decrease in the dislocation density is once again attributed to moving
dislocations that interact and annihilate. This behavior was modeled using a second order
reaction equation. It was found that the results of the model closely agreed with the
experimental values for a wide range of annealing temperatures and number of annealing
cycles.